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T H O M A S V A R G I S H
Technology and Impotence in Mary Shelley's Frankenstein
"Shall we put the heart in now?"
—Dr. Frankenstein to Dr. Praetorius in The Bride of Frankenstein
AT THE MIDPOINT OF ALBERT CAMUS' EAMOUS PHILOSOPHICAL novelThe Stranger {L'Étranger, 1942), the protagonist, Meursault, kills an Arab.He appears to shoot involuntarily, overcome with the heat, the sun, the sweat in his eyes, the blinding reflection from the Arab's knife, the wine at lunch, fatigue, thirst. When he realizes what he has done, how he has "shattered the balance ofthe day, the spacious calm of this beach on which I had been happy," he deliberately chooses to fire four more shots into the "inert body."' The meaning of these additional shots has become a legendary crux of twentieth-century philosophy and literary criticism in numerous debates concerning the existential nature of human freedom and the nature of human freedom in Existentialism. But there exists another approach to the act, one that bypasses the familiar philosophical and psychological centers ofthe debate. This other, apparently philistine, approach I learned from a friend, a professor of engineering. He pointed out that Meursault shoots the Arab because the Arab has only a knife and he has a gun. The gun makes
the catastrophe possible, "because," as my friend observed, "when you have the technology you use it."
The effect of technology on human action, its influence on individual choice and institutional change, is the knotty center of its relation to our freedom, to our autonomy. Camus' novel suggests that Meursault's initial shot was largely determined by the protagonist's surroundings and by the gun in his hand, that the influence of his own will was minimized by the forces ofthe environment and the technology, and that firing the gun was effectively involuntary. Then, perhaps in order to reassert the primacy of his own will and choice, Meursault fires the additional, "undetermined" shots in an act that can be seen as " free," the acte gratuit explored by earlier writers (like André Gide) interested in the problematic of choice and causality. Meursault yields to external influences in firing the first round, but then regains command by choosing to fire the next four. The potential cost to his own interests (to say nothing of those of the Arab) suggests the importance he attaches to his power of choice. We can see that the ethical difficulties involved in the analysis of such choice can compound rapidly, as my engineer friend knew. His point was not that these questions involving choice and freedom and morality have no practical content but that the technology at hand influences the content by altering the possibilities of action, changing its range and timing and radically enlarging its consequences. Or, to put the matter more simply, the technology can usurp power traditionally reserved to human will.
Technology usurps and empowers simultaneously. It usurps authority at precisely the moment of empowerment, and this paradoxical effect means that all serious discussion of technology must involve a discussion of values. Technology appears to usurp the value-function, substituting its own imperatives at moments of choice, moments when we would desire and expect the application of values we think of as "human." Technological developments have a way of intersecting or ambushing the traditional values or at least of radically altering the contexts in which they operate, a fact of immense political consequence. We can see, for example, that the absolute political dictatorships of the preceding century relied heavily on techniques of surveillance and oppression unavailable to their predecessors. Such reliance has also been explored in numerous novels and films that deal with the perversions of technology in dystopias. Among the most influential of these are Yevgeny Zamyatin's We (1910), Aldous Huxley's Brave New World (1932.), and George Orwell's 1^84 (1949). These novels make the point that certain kinds of moral or ethical choice (and certain kinds of repression of ethical choice) would be impossible without certain technological achievements. This strongly indicates
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that our values never exist independent of the means of empowerment—our tools,
our technology—but operate in a kind of intimate duality of alliance and conflict
with them. It is the potential for conflict between the technology and the values
that gives rise to the fear of usurpation, the fear of technology's influence on our
freedom and autonomy.
Technology and Usurpation
Over the past two centuries this fear has been embodied in a narrative, now raised
by its universally felt significance to the status of myth, the myth of Frankenstein.
From its archetypal expression in Mary Shelley's novel {Frankenstein, or The
Modern Prometheus, 1818; revised by the author 1831) the myth of a technological
abortion or "monster" ranging out of ethical control has continued to grow.
The story formed the basis of numerous nineteenth-century stage productions,
such as Richard Brinsley Peake's significantly titled Presumption; or The Fate
of Frankenstein (1823). The narrative's immense success in all its multiple
permutations testifies to its continuing cultural relevance and it is not surprising
that its perpetuation in the twentieth and twenty-first centuries was largely the
work of the most technologically advanced medium, film. From the beginnings of
cinema as a popular art, Frankenstein's monster has repeatedly come to life on the
screen—and usually as the creation that threatens its creator. Even before James
Whale's Frankenstein (1931) and his equally admired Bride of Frankenstein (1935),
both with Boris Karloff, there was a one-reel Frankenstein in 1910 and a five-reel
Life Without a Soul in 1915.' Many more could be added, varying in quality from
the silliest heavy-handed contemporary production oiMary Shelley's Frankenstein
(Kenneth Branagh, 1994) to such loving and lovable spoofs as Young Frankenstein
(Mel Brooks, 1974).
Nor does the myth require containment exclusively in Dr. Frankenstein's own
laboratory. There were versions of it in Robert Wiene's The Cabinet of Dr. Caligari
(1919) and Paul Wegener's The Golem (1910). It has never gone out of fashion and
in recent years the movies have offered numerous versions of a creation usurping
the space, the freedom, the power, even the time of its creator. Among the most
successful of these have been Stanley Kubrick's 2001: A Space Odyssey (1968)
in which the ship's computer tries to take over the mission; Michael Crichton's
Westworld (1973) where a renegade robot, the nearly perfect Yul Brynner, starts
shooting the resort's guests; and Ridley Scott's superb Blade Runner (198z, director's
cut 1991) which represents the doomed rebellion of a small group of "replicants." It
is almost unnecessary to cite the immensely successful The Terminator (1984) and
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Terminator 2: Judgment Day (1991), both directed by James Cameron, in which the ethical character ofthe robots, like their appearance, shifts ground and in which
"the war against the machines" leads to human hands-on destruction of the most advanced technology—demonstrating that while technology is about what we can do it is also always leads to questions of what we will agree to do and not to do, what we will accept and what we will refuse. There is even a scene in Terminator 2 where the brilliant scientist tries to destroy the world-threatening microchip with an ordinary axe.
To those who are not science fiction or film enthusiasts it will seem as if I'm offering more detail than necessary to make this point. In fact, I've cited a very small proportion ofthe films pertinent to this discussion, and if I were to include the relevant novels since the original Frankenstein my case would drown in its own evidence. Probably the major preoccupation of popular culture over the past century has been the tendency of technological developments to invade and disempower traditional values. This is evidence not just of our interest in the problems posed by technology; this is evidence of a cultural obsession. We can't seem to get enough of this narrative. It's our chief story, a myth comparable to that ofthe loss of paradise and the fall of man in Genesis. It is in fact our version ofthat myth, expressed as the fall of humanity from a projected technological paradise into an actual technological crisis. All of the films mentioned here deal with the same subject: what it means to he human. In terms ofthe Frankenstein myth, the myth of our technology, this philosophical problem can be broken down into two decisive ethical questions: What are the limits of legitimate power, of authority that can claim to be ethical? And how are these limits related to our freedom to choose—given that in our culture this freedom and power have been bound up since the Book of Genesis with our vision of our identity as special beings, as chosen, as human?
Such questions indicate the deep implications of technology, its persistent tendency to lead us far beyond considerations of material progress or manipulations of our physical environment. I will be exploring them in more concrete and specific terms when I turn to an analysis of Mary Shelley's Frankenstein, the one remarkable primary version of the myth that still touches on everything. But as a preface to that I want to propose a working definition of technology that will locate it strictly in relation to our discussion of values.
Technology is not a value in the same fundamental sense that antiquity, humility, freedom, or power are values. It serves to express, aid, and extend values. Values tend to be ends in themselves rather than means, though they often function as
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empowering motives. Technology derives from the Creek word techne, meaning
art, craft, skill, and it carries connotations of organized, systematic activity. In
ancient Creek and Roman culture, and to a lesser degree in European culture
generally up through the eighteenth century, technology tended to be the realm
of the "mechanical," meaning the province of those who labored with their hands,
and therefore of slaves and other craftspeople. Their social status can be deduced
from the words of the Tribune Flavius at the beginning of Shakespeare's Julius
Caesar:
What, know you not.
Being mechanical, you ought not walk
Upon a laboring day without the sign
Of your profession? Speak, what trade art thou?'
The skill or trade lay in the hands and the hands provide the link between the
person and the tool, the nexus of the human with the non-human.
This central significance of the human hand as the connection between the brain
and the environment, between the mind and the world perhaps inherits its force
from the long process of our evolution and the aboriginal reciprocity between our
nature and our culture. From the pebble axe to the laurel leaf blade our brains as
well as our minds grew with our technology. And this intimate connection between
what we do and what we are often finds an emblem in the human hand. This
appears to be well understood or at least intuited by the latter day manipulators of
the Frankenstein myth. It is still exciting to \vatch Boris Karloff reach out toward
the light in his great interpretation of the monster and then to notice how his huge
and awkward hands, hanging from his wrists like unfamiliar tools, seem to change
their character from pathetic and imploring to menacing. In Westworld the easiest
way to tell a robot from a guest is to look at its hands, because, as one guest puts it,
"Supposedly you can't tell, except by looking at the hands. They haven't perfected
the hand yet."** In Blade Runner the revealing organ is the eye (though this requires
a careful screening and verbal test to determine the origin of the being), but the
hand is not forgotten. The chief replicant, played by Rutger Hauer, finds as he
begins to die that his hand starts to go first. He breaks two of the blade runner's
fingers in revenge for the loss of his friends (fellow replicants) and drives a nail
into his own palm in a twisted bit of Christ symbolism—but also to keep his hand
functioning. In Terminator 2, the surviving pieces of the previous terminator are a
microchip (to represent its brain) and an exquisite metal forearm and hand. When
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the "good" terminator needs to prove his identity to the prospective inventor of the lethal chip, he strips the skin from his arm and displays the working of his bright metal hand—a duplicate of the surviving part.
Dr. Frankenstein's Disease Mechanisms like pebble axes and computers and robots are tools, extensions of the hand of the being that devises them. A question thus arises almost naturally of at what point the tool assumes an identity separate from its creator or owner, at what point it acquires autonomy. At what point does the creature have the right to assert independence, to exercise choice, to create in its own right? The Frankenstein myth thus raises rich and complex possibilities for those who see themselves as creations, as God's creatures or as Nature's, and also as potential creators (even if "only" as parents). Are human beings unique in their prerogative to think of themselves both as creatures and as creators? Are we the only creations with authority to create? Or, to question the dark side of the parable that rises from our technology, in what sense are we ourselves tools of the universe, employed or discarded without consultation, without freedom? It was the fear aroused by these resonant speculations, a kind of echoing awe, that Mary Shelley sought in her story of Dr. Frankenstein.
We can enter further into the source of this fear by asking whether it is simple ignorance that leads people who have not read the novel to assume that the name Frankenstein refers to the monster rather than the scientist. The confusion is rich in implication. It suggests a merging of identity that implicates the creator in his creation: there exists a sense in which the creation images the creator and perhaps there is even a sense in which the monster (the technological achievement ranging out of control) represents an extension of the human scientist (the technologist who ought to be in control). The confusion of the creation with the creator also suggests a familial, hereditary lineage in which the offspring carries the name of the father and so becomes his link with the future, his representative through time. It is this ancient assertion of parent-child identification that I want to pursue at the beginning of my analysis of the novel
We first notice that Mary Shelley took pains to give Victor Frankenstein a happy childhood under the care of devoted parents. His description of their attitude toward their parental duties is striking:
I was their plaything and their idol, and something better—their child, the innocent and helpless creature bestowed on them by Heaven, whom
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to bring up to good, and whose future lot it was in their hands to direct to happiness or misery, according as they fulfilled their duties toward me.*
The idea that the parents have duties toward their children is of course a familiar one to parents, but in view of Victor Frankenstein's future abandonment of his creation (a kind of child, as the monster sees himself) this emphasis on his own parents' feelings of duty toward him seems very carefully planted:
With this deep consciousness of what they owed toward the being to which they had given life, added to the active spirit of tenderness that animated both, it may be imagined that while during every hour of my infant life I received a lesson of patience, of charity, and of self-control, I was so guided by a silken cord that all seemed but one train of enjoyment to me. (35)
What Mary Shelley stresses here is the sacred duty of parenthood rooted in religious belief and practice, the obligation of parents to act as providential agents toward their children, to act as stewards for divine benevolence in relation to their offspring:
No human being could have passed a happier childhood than myself. My parents were possessed by the very spirit of kindness and indulgence. We felt they were not the tyrants to rule our lot according to their caprice, but the agents and creators of all the many delights which we enjoyed. (39)
With these lessons behind him it seems strange that Dr. Frankenstein can extend no such care to his own creation.
He fails because he misconceives his primary relationship with the monster. When he discovers the secret of life ("animation") Frankenstein sees himself as a kind of surrogate providence. Having penetrated "the deepest mysteries of creation" (49), he imagines his creatures' gratitude flowing his way rather than recognizing his obligations toward them:
A new species would bless me as its creator and source; many happy and excellent natures would owe their being to me. No father could claim the gratitude of his child so completely as I should deserve theirs. (55)
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He will not only be a parent; he will be a god to his creatures. They will worship him and this arrangement he presents as a kind of paradise.
As Mary Shelley's early nineteenth-century readers would have understood without effort, Frankenstein is bent on usurpation. He plans to employ his new technology to create a race of dependents who will worship and praise him, usurping what was almost universally regarded as a divine prerogative. In what must certainly have seemed to Mary Shelley a distinctly masculine attitude toward generation (she wrote the novel amid extreme trials of maternity and loss), Frankenstein views his scientific paternity as the legitimate gratification of vanity and the extension of his authority. But in fact he violates a primal contract, the universal contract between creator and created, which specifies that the father owes his children the means to live, that creation mandates nurture.
Frankenstein can create but he cannot nourish. His instant, self-indulgent, petulant rejection ofthe monster confirms the catastrophe. After two years of work putting the creature together he finally gives it life. Exhausted, he has a dream in which his fiancée turns into his dead mother in her shroud (a precious moment for psychoanalytic dispositions as suggesting the incestuous interaction between desire and death) and awakes to find his creature staring at him:
I beheld the wretch—the miserable monster whom I had created. He held up the curtain of the bed; and his eyes, if eyes they may be called, were fixed on me. His jaws opened, and he muttered some inarticulate sounds, while a grin wrinkled his cheeks.... one hand was stretched out, seemingly to detain me, but I escaped.... Oh! no mortal could support the horror ofthat countenance. (59)
Ignoring the near miracle of his own achievement and the infantile plea of his creature (it resembles a grotesque infant). Dr. Frankenstein rejects it on strictly aesthetic grounds. Why? The passages in which he tries to explain this rejection are painful to read, profoundly troubling in their hysterical rationale of paternal abandonment. And that rejection of providential stewardship carries with it troubling suggestions of cosmic abandonment, of creatures destitute of provision because their creator cannot or will not nourish. In the specific case of Dr. Frankenstein we can conclude that he rejects his creation because it does him no credit, because it is hideous, because it images something about himself that he cannot bear to acknowledge. It suggests that he is a monster. The story of Dr. Frankenstein is the story of a man with a breakthrough and it is even more the story
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of his breakdown. After he rejects the monster, denies his paternity, the monster
roams loose on the world, creating suffering and havoc, especially for its creator.
Dr. Frankenstein had a choice. In fact he had a number of choices. He chose
to usurp the prerogatives of God, of the Creator of living things. This the novel
treats as a mistake, and Frankenstein himself comes to see it that way, especially
when in a characteristic fit of disgust he destroys the mate he has promised the
monster. Human knowledge, as Faustus learned before Frankenstein, should not
extend into the prerogatives of the divine. And yet there is a sense in which this
argument remains unconvincing, verging toward mere conventional moral pap.
Mary Shelley's initial intended audience was her radical poet husband and the
man who gave nihilism its romance. Lord Byron. The Shelleyan free spirit and the
Byronic hero were not to be constrained or even limited by such pieties. In fact, the
real usurpation, betrayal, ultimate failure lies not in the heroic act of creation but
in the more pedestrian act of denial, of withdrawing when confronted with dire
need. The problem is not at this point with power in itself; the problem is with the
consequences of creative power, of potency. The problem lies not with the science
or the tools themselves but with where they have taken us.
One way to see how prophetically Mary Shelley caught this direction in her
representation of Frankenstein's failure is to cover the structure of the novel
with a specific psychological grid, itself a technological achievement. The grid I
propose to use is Freud's dramatic early twentieth-century reconstruction of the
self as composed of ego, superego, and id. This emblematic pattern fits the novel's
psychological structure almost perfectly, with Frankenstein as the narratingsentient
ego or "I"; the idealized, selfless, virtuous Elizabeth (the narrator's betrothed) as
superego; and the monster as denied id. Why this fit seems almost watertight may
amount to little more than a serendipity of cultural history, but more probably
derives from the function of psychoanalysis to sum up so much of those nineteenth-
century quandaries and aspirations of duty and fulfillment, the internal warfare
of desire with morality, that Mary Shelley's novel suggestively illuminates. Freud's
theories would in this context embody zfin de siècle attempt to come to terms with
the elemental psychological forces celebrated in European Romanticism from the
French Revolution through the first decades ofthe nineteenth century, the period
oí Frankenstein's composition.
Psychoanalysis may be seen as a method for making a voyage of discovery, an
internal expedition into the unknown, and it was sometimes regarded as a kind
of irresponsible adventuring into the monstrous that might awaken destabilizing
passions difficult to put back in order. Sigmund Freud was ambivalently regarded—
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and has sometimes been celebrated—as a kind of Faust figure going beyond the boundaries established by morality and religion, the boundaries Frankenstein comes to regret transgressing. Freud's discovery, psychoanalysis, the "talking cure," seemed for a time to promise imperial governance of a region that had been beyond rational control because it was beyond scientific knowledge, the region of the unconscious. Freud proposed an inward voyage of discovery and devised the technology to take it.
It may be because of these affinities that a dynamic application of psychoanalytic terminology applies so neatly to Frankenstein. We have, first of all, the speaking ego—two of them in fact. The first narrator, Walton, foreshadows the narrator Frankenstein, for whom he feels an intense admiration and sympathy. Walton is engaged in a literal voyage of discovery to "the pole"—which he incredibly imagines as a kind of paradise. For our purposes of psychoanalytic application his self-justification must be quoted at some length:
I try in vain to be persuaded that the pole is the seat of frost and desolation; it ever presents itself to my imagination as the region of beauty and delight. There, Margaret, the sun is for ever visible, its broad disk just skirting the horizon, and diffusing a perpetual splendor.... there snow and frost are banished; and, sailing over a calm sea, we may be wafted to a land surpassing in wonders and in beauty every region hitherto discovered on the habitable globe.... What may not be expected in a country of eternal light?... I shall satiate my ardent curiosity with the sight of a part of the world never before visited, and may tread a land never before imprinted by the foot of man. These are my enticements, and they are sufficient to conquer all fear of danger or death, and to induce me to commence this laborious voyage with the joy a child feels when he embarks in a little boat, with his holiday mates, on an expedition of discovery up his native river. (15-16)
If we compare this rationale with Frankenstein's own self-indulgent wish to play providence to the creatures he expects to create, we can see that it contains—as an introductory parallel—the same psychological elements. It reveals a childish, narcissistic self-preoccupation in which all events and all animate beings become relevant only as they contribute to the gratification of the perceiving ego. The fantasized untrodden, virgin country exists concentrically for the happiness of the discoverer. But as the novel demonstrates, Walton is not on a child's "expedition of
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discovery" with his "hohday mates," but on a dangerous excursion over the broad, mysterious, treacherous sea of unexplored knowledge; and his "mates," when they find themselves seriously threatened, challenge his authority with mutiny.
In the same letter to his sister, Walton adds that before he became an explorer he "became a poet, and for one year lived in a Paradise of my own creation." The idea of a paradise of one's own creation is itself regressive and narcissistic, implying as it does that the self is all-in-all and ignoring as it must the outcome of the original mythic experience of paradise. We could see it as an expression of the Romantic ego—representatives of which Mary Shelley had closely in view in Byron and her husband, perhaps the type of poets "whose effusions," according to Walton,
"entranced my soul" (i6). In any case, this egocentric impulse toward infantile gratification of primitive impulses at all costs, when isolated from those social contexts that contain, integrate, and contextualize desire, produces the monstrous. And the penalty for this, as Frankenstein (still showing ambivalence toward his creation) tells Walton, is to be condemned to pursue and eradicate one's product. This parable is the parable of technology: as the tool extends its power, the ego that directs it becomes more dangerous and more liable to self-destruction.
When Frankenstein realizes that his technology rather than producing "excellent beings" actually leads to the monstrous, he rejects it. He tries to treat the monster as merely a failed experiment, not as an intimate extension of himself. With a self- absorbed masculine gesture of denial he tries to walk away. But this doesn't work. It doesn't work because the monster is Frankenstein more fully and more intimately than any natural child could be. Mary Shelley shows this in many ingenious ways, all of them subject to astonishingly straight-forward psychoanalytic explanation.
In the first place, when his younger brother William is killed, Frankenstein realizes immediately and intuitively that the monster must be responsible: "Nothing in human shape could have destroyed that fair child. He was the murderer! I could not doubt it. The mere presence of the idea was an irresistible proof of the fact." This equation between the speculation and the confirmation suggests—with one of those preternatural insights that romantic writers sought—an internal fusing between imagination and evidence, conception and explanation. Frankenstein knows what his monster does because the monster is his own:
I considered the being whom I had cast among mankind, and endowed with the will and power to effect purposes of horror, such as the deed which he had now done, nearly in the light of my own vampire, my own
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spirit let loose from the grave, and forced to destroy all that was dear to me. (78)
As Freud was to conclude, the id contains two primal forces, eros (sexual desire or love) and thanatos (aggression or death). Only eros can be socialized, redirected and diffused (and in cases of extreme achievement, sublimated) toward a consideration of the well-being of others. Thanatos, the destructive power, retains its original direction and cannot be socialized. Bit by bit the monster loses its capacity to love because the social impulse, eros, is perpetually blocked. The monster turns to evil because it has nowhere else to go, and it has nowhere else to go because Frankenstein, its origin and source, has denied it. And as in psychoanalytic theory, the denial, the repression, cannot last: the monster returns.
This repeated act of denial has consequences for the ego, the narrating "I," just as Freud said it would. After he denies the monster, Frankenstein becomes less and less effectual, less potent. When duty clearly calls on him to testify as to his creation and save the falsely condemned Justine Marie from execution for little William's murder (the monster has framed her), Frankenstein cannot act: "my purpose of avowal died away on my lips" (90). When confronted with another being in dire need he again freezes. The paralysis derives directly from repression: unless the ego acknowledges the forces of the id, the id will rule—and so the monster does.
From a psychoanalytic standpoint, the most interesting consequences of the denial have to do with Frankenstein's relation to his betrothed, the sublimely virtuous Elizabeth. She represents all goodness and appears to be without longings for herself. She grew up alongside Frankenstein, like a sister, like a possession (as he first regards her), and he demonstrates a pronounced lack of passion for her. After all, she is already eternally his own. Rather than erotic fulfillment, she comes to stand for the obligations of social normalcy; marriage to her represents the life the narrator ought to enjoy but for which he shows little active inclination. In Mary Shelley's novel, as often in psychoanalysis, when a man denies his monster he goes limp. Frankenstein puts Elizabeth off so often that she offers to release him from his engagement; he rejects this idea and then continues to put her off. He treats her as she treats herself, as devoid of erotic inclination and as infinitely patient and virtuous. In fact she embodies patience and virtue, the distillation of altruism, and so almost beyond earthly accommodation, a Christian superego of devotion and selflessness.
This psychological / ethical allegory is not hidden in the novel, but insisted upon (though not, of course, in Freudian terms). Mary Shelley's achievement lies not in
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disguising it (as it might be disguised in a patient under psychoanalysis) but in
fleshing it out in credible character, in making it believable. It is in fact so bold as
to run to the grotesque. When Frankenstein destroys the monster's uncompleted
mate in violation oftheir agreement, the monster tells him: "remember, I shall be
with you on your wedding-night." The simple and straight-forward interpretation
here seems perfectly obvious to the reader: as you destroyed my mate I will
destroy yours. Even the makers of the crassest Frankenstein films can see this.
But in the novel, Frankenstein himself bedded in his internal negotiations, lost
in his solipsistic narcissism, thinks that the threat refers to his own safety. In his
characteristic inactive lethargy he muses:
Why had I not followed him and closed with him in mortal strife? But I
had suffered him to depart, and he had directed his course towards the
mainland. I shuddered to think who might be the next victim sacrificed
to his insatiate revenge. And then I thought again of his words—"I will
be with you on your wedding-night" That then was the period fixed for the
fulfillment of my destiny. In that hour I should die, and at once satisfy and
extinguish his malice. The prospect did not move me to fear; yet when I
thought of my beloved Elizabeth,—of her tears and endless sorrow, when
she should find her lover so barbarously snatched from her,—tears, the
first I had shed for many months, streamed from my eyes, and I resolved
not to fall before my enemy without a bitter struggle. (173)
What finally makes him weep is the image of Elizabeth's potential grief for
the loss of himself—clearly in his view the ultimate depravation—and again the
emotion is self-referential, self-recreating. It will do her no good. In fact, like
a patient with a deeply repressed secret, the secret of the monster, the narrating
ego will ignore the obvious. The sane reader finds it grotesque that Frankenstein
cannot see the sane monster's evident intention to kill the sublimated Elizabeth:
it is the superego that the id is after! And the thought is not far off that if anything
at all is to happen on the wedding night the monster had better be there. The ego
will be impotent.
Technology and Freedom
How, in this discussion of technology, did we get from power to impotence?
What is it about technological power that seems to lead to weakness? Or, to put
the question in terms of our discussion of Dr. Frankenstein and his succeeding
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permutations in our cultural history, do his weaknesses reappear in our current technological advances? To what extent are his liabilities general to our contemporary technology? Do we still self-indulgently create and consume our creations without forethought? Do we lose ourselves in self-congratulation? Do we evade the full consequences of our advances: denying the ugly while claiming the beautiful, forgetting the new sickness while celebrating the new cure, ignoring the impovetishment while squandering the wealth? All thoughtful people know the answer to these questions—though some might add that we show a few late signs of improvement. But this is not the place, and I am not the writer to enter on a polemic against our technology (I love it too). My point is that to exercise true authority the liabilities ofthe vast technological extensions of power must be recognized. And by this I do not mean the acknowledged damage to the physical and cultural environment. I mean the inner liabilities. Dr. Frankenstein's liabilities, that such extensions of power bring so vividly to light and make so dangerous.
Technology brings into sharp relief the implications for authority of a relatively new conception of freedom, the conception of radical individual self- determination. This conception may be the dominant one today, and so familiar to most Americans and many Europeans that it goes almost unquestioned, especially after its development in anti-totalitarian, anti-deterministic movements such as Existentialism (Meursault's costly freedom) and especially as it functions as a premise: that the right ofthe individual to self-determination is primary. We forget that this idea has achieved respectability only very recently and that its numerous problems are still in process of resolution.
Traditional, socially contextual conceptions of freedom were questioned and revised during the European Enlightenment (the seventeenth and eighteenth centuries) and the American and French revolutions. They were radically challenged or abandoned during the Romantic period (approximately the period from the French Revolution through the first third of the nineteenth century), the period of Mary Shelley's Frankenstein. There had of course been earlier representations of individuals who denied their social or religious obligations, immoralists and nihilists like Edmund in Shakespeare's King Lear or like Marlowe's Dr. Faustus. But such characters were conscious of their alienation and of their war to the death with the moral world around them. Dr. Frankenstein must be among the first characters to feel socially justified in his unlimited pursuit of knowledge. He manages to ignore established boundaries and obligations without seeing himself as a social outcast—at least at first. In showing the consequences for him and his community, Mary Shelley follows and continues an intense speculation
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on the nature of human beings and their social obligations. As we have seen, her conclusions are not optimistic. Her protagonist ends up in a riddle of escape and pursuit, pursued by and pursuing his monster.
What brings the question of such radical freedom to our immediate attention is its association with technological advance. Because he conceives of himself as ethically unfettered, Frankenstein develops the science to create, or at least to recreate, life. He masters the technology to create a monster. The mastery, the power, appears to be inseparable from the freedom to achieve it and this freedom depends upon the ability to conceive of oneself as socially unfettered, a free creative spirit, someone paradoxically licensed to transgress ethical boundaries in the name of social progress. In this regard Dr. Frankenstein is a twisted predecessor of Raskolnikov as a failed Übermensch. The concept and the practice of technological advance take on a new and unpredictable character, the character of the free creator, a godlike character, the character of usurpation. The achievement of this character is potentially costly: in the case of Frankenstein and his many cultural descendants the cost appears to be the denial of those values that seemed for most of our history to constitute our humanity. Radical self-determination can lead us out of the realm of the human, at least out of the traditionally human. Paradoxically, the consequent psychological crisis can be expressed in terms of impotence; the power lures us to a social, ethical, emotional desert, to death rather than life.
Finally, this crisis leads to a general realization about our technology: that it is us. Frankenstein's monster is Frankenstein; the creation expresses the creator. The bomb, pollution, land-mines, poison gas, the stealth bomber are us. And so are motion pictures, relativity theory, vaccines, foreign aid, language, the symphony orchestra, durable pigments. It enriches our conception and our exercise of authority to know this, to acknowledge it. Our tools, far from being alien and inhuman, richly express human aspirations. Only we can use them: they are fitted to our hands. I am typing on the keyboard of my computer and I might be at the controls of an F-ii or holding a lariat or a violin. I can't deny that these tools express me, are made in my image. The Frankenstein myth tells me what will happen if I deny the resemblance. As Emerson summed it up in his essay on self-reliance, "My giant goes with me wherever I go."*
Notes 1. Albert Camus, ffie Siranger, trans. Stuart Gilbert (New York: Vintage, 1954), 76.
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2. Albert J. LaValley, "The Stage and Film Children of Frankenstein: A Survey"; William Nestrick, 'Frankenstein and the Nature of Film Narrative"; both articles in The Endurance of Frankenstein: Essays on Mary Sheiiey's Novei, ed. George Levine and U. C. Knoepflmacher (Berkeley: University of California Press, 1982).
3. William Shakespeare, Mus Caesar, ed. S. F. Johnson (Harmondsworth; Penguin Books, 1987), 27 (1.1.2-5).
4. Westworid (1973), dir. Michael Crichton, perf. Richard Benjamin, Yul Brynner, James Brolin.
5. Mary Shelley, Frankenstein, or The Modern Prometheus, ed. Maurice Hindle (New York: Penguin Books, 2003), 35. This text is based on the third edition (1831) and contains Shelley's final revisions.
6. Ralph Waldo Emerson, Ralph Waldo Emerson: A Critical Edition of the Major Works, ed. Richard Poirier (New York:
Oxford University Press, 1990), 46.
THOMAS VARGISH, a Contributing editor to WLA, has published widely on nineteenth
and twentieth century literature and cultural history. He has been a Rhodes Scholar and a
Guggenheim Fellow.
An International Journal of the Humanities 33 7
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Christianity and Literature Vol 60, No. 4 (Summer 2011)
Metaphysical Intersections in Frankenstein: Mary Shelley's Theistic Investigation of Scientific
Materialism and Transgressive Autonomy
David S. Hogsette
Abstract: Frankenstein is a speculative narrative that asks: what would happen if man created human life without the biologically and relationally necessary woman and with indifference to God? What if Adam were to reject his own Creator and create life after his own fleshly or material image? Mary Shelleys answer to these questions is not a triumphant humanist manifesto, nor is it an ironic subversion of a supposedly outmoded theistic perspective. Rather, she offers a philosophical nightmare-revealing the horrific consequences of methodological naturalism taken to its logical conclusion. Frankenstein explores the ideological vacuum engendered by scientific materialism and examines the spiritual bankruptcy of replacing theism with secular humanism. Victor Frankensteins transgressive autonomy, grounded in scientific materialism, results in a reductionism that ultimately leads to existential despair, individual crisis, and communal disintegration.
It is in vain, O men, that you seek within yourselves the remedy for your ills. All your light can only reach the knowledge that not in yourselves will you find truth or good. The philosophers have promised you that, and have been unable to do it. They neither know what is your true good, nor what is your true state. How could they have given remedies for your ills, when they did not even know them? Your chief maladies are pride, which takes you away from God, and lust, which binds you to earth; and they have done nothing else but cherish one or other of these diseases. If they gave you God as an end, it was only to administer to your pride; they made
531
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you think that you are by nature like Him, and conformed to Him. And those who saw the absurdity of this claim put you on another precipice, by making you understand that your nature was like that of the brutes, and led you to seek your good in the lusts which are shared by the animals.
—Blaise Pascal
When Mary Shelley breathed literary life into her "hideous progeny" and bid it "go forth and prosper" (Butler 197), I wonder if she had any idea that it would be so culturally significant over 175 years later. I think she would be fascinated by its lingering, almost ghoulish literary and allegorical tenacity. Her creature simply will not die. On one hand, this means her work is still teaching us something about ourselves and the contemporary world in which we live. As Alan Rauch notes, "The novel is arguably one of the most influential works in the conceptual practice of science and technology and Mary Shelley one of the most influential thinkers" (96). On the other hand, the persistence oí Frankenstein is somewhat disquieting, since it ultimately means that we have heard her message but have not fully heeded its prescient and relevant warnings. As Mary Shelleys imaginative vision continues to enthrall readers, critics speculate as to why her nightmare still engages our scientifically advanced and persistently cynical age. George Levine suggests that the novels contemporary relevance "lies in its transformation of fantasy and traditional Christian and pagan myths into unremitting secularity, into the myth of mankind as it must work within the limits of the visible, physical world" (6-7). Levine believes that the novel portrays theistic worldviews as empty fantasies that are longed for yet repeatedly and ruthlessly debunked by a relentless materialistic reality. Paul Cantor takes a similar approach to the novel, arguing that Mary Shelley adopts Gnostic creation mythology in order to revise the conservative Christian worldview and to express a humanistic self-liberation: "Man need no longer be in awe of his creator; he need no longer even feel grateful for being created. He can turn his back on God with a good conscience and set about charting his own course, seeking out ways to remake an imperfectly created world, even to change his own nature for the better" (xiii-xiv). Other critics, like Naomi Hetherington, David Soyka, and Anne Mellor, build upon the foundational work of Leslie Tannenbaums detailed analysis of Miltonic tropes within Frankenstein, yet they draw radically different conclusions, suggesting that the novels contemporary relevance stems in part from Mary Shelley s radical appropriation of Miltons Paradise Lost and her transgressive subversion of the biblical account of God and His creation.
METAPHYSICAL INTERSECTION IN FRANKENSTEIN 533
Mary Shelleys novel clearly engages the question of origins from scientific and theistic perspectives, but it does not embrace secular humanism nor celebrate a subversion of theistic creation in favor of scientific materialism. On the contrary, this novel grips our imaginations today precisely because the ultimate transgressive horrors of which it speaks pertain particularly to our scientifically advanced culture. Scientists now hold knowledge that may allow them to do much of what Mary Shelley only dreamed of through Victor s character. In other words, Frankenstein may no longer be merely a vicarious thrill; it has become, instead, a terrifying mirror reflecting a horrific reality we are unprepared to accept. This novel is a speculative narrative that asks: what would happen if man created human life without the biologically and relationally necessary woman and with indifference to God? What if Adam were to reject his own Creator and create life after his own fleshly or material image? Mary Shelleys answer to these questions is not a triumphant humanist manifesto, nor is it an ironic subversion of a supposedly outmoded theistic perspective. Rather, it is a philosophical nightmare revealing the horrific consequences of methodological naturalism taken to its logical conclusion. Frankenstein explores the ideological vacuum engendered by scientific materialism and examines the spiritual bankruptcy of replacing theism with secular humanism. Victor Frankenstein's transgressive autonomy, grounded in scientific materialism, results in a reductionism that ultimately leads to existential despair, individual crisis, and communal disintegration,
Mary Shelleys philosophical position hinges upon a categorical distinction between God as an infinite Creator and necessary Being and the human being as a finite creature. In her introduction to the 1831 text, Mary Shelley articulates this distinction in her description of creativity: "Invention, it must be humbly admitted, does not consist in creating out of void, but out of chaos; the materials must, in the first place, be afforded: it can give form to dark, shapeless substances, but cannot bring into being substance itself" (Butler 195). In her view, humans can only invent by using materials drawn from a preexisting, created universe. God, on the other hand, creates from void or ex nihilo. Out of nothingness God creates the raw materials from which all other things are created. Although it is difficult to ascertain Mary Shelleys precise theology of creation, she clearly viewed the seen and unseen universe, the here and the hereafter, the physical and the metaphysical as substantive realities divinely created by God. She did not consider them to be eternally present things. Reflecting upon her feelings
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and views on death, she wrote the following journal entry dated October 5, 1839:
I had opportunity to look at Death in the face, and did not fear it—far from it. My feeling, especially in the first and most perilous instance, was, I go to no new creation, I enter under no new laws. The God that made this beautiful world (and I was then at Lerici, surrounded by the most beautiful manifestation of the visible creation) made that into which I go; as there is beauty and love here, such is there, and I felt as if my spirit would when it left my frame be received and sustained by a beneficent and gentle Power. (Jones 208)
According to Mary Shelley, God is "a beneficent and gentle Power," a necessary creative Being who is the cause of earthly and heavenly existence and, as such, whose creative power is vastly different than that of humans who are themselves Gods creation. Through this distinction between limited human or creaturely invention and the unlimited creative acts of the Creator God, Mary Shelley contrasts what she considers to be her own humble act of novelistic invention with the transgressive invention of Victor, which he considers in his own arrogant imagination to be somehow authentically creative in nature. Victor is not a humble inventor who shows respect for himself, his invention, or the Creator; rather, he is a presumptuous man who attempts to transcend invention and to create life as if he were God. He reduces true creation to materialistic invention, and he remains a finite materialist in a state of denial, inventing by assembling preexisting materials into a hideous frame fashioned after his own filthy image, constructing his own "hideous progeny" that he is unprepared to accept, nurture, or redeem.
Mary Shelley s critique of materialism is rooted in her own understanding of natural philosophy and the metaphysical debates surrounding the scientific developments of the late eighteenth and early nineteenth centuries. She wrote her novel during a time when Europe was experiencing social change, economic transformation, and scientific debate. People increasingly looked to science (natural philosophy) to answer questions about life and nature, expecting scientists to articulate a consistent worldview that would help people understand the vast world around them and their complicated place in it. As Alan Richardson so clearly reveals throughout British Romanticism and the Science of the Mind (2001), these debates and expectations of science were in no way lost on the Romantic-period writers; in fact, their thinking and writing about art, poetry, and the imagination
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were greatly influenced by developments in chemistry, biology, anatomy, and neuroscience. One particular scientific debate raging during the late eighteenth and early nineteenth centuries occurred between the vitalists and the materialists, and many of the writings and lectures generated by this debate influenced Mary Shelleys philosophy of science and shaped her composition of Frankenstein.
As early as 1793 with John Thelwalls controversial lecture series on the nature and organization of life at Guy Hospital, emerging materialistic perspectives on the science of life began to challenge the vitalist understanding of mind-body dualism. The vitalists held that life had its own force or metaphysical principle that was separate in nature and distinct in substance from anatomical structure. Thelwall advanced the materialist claim that life emerges spontaneously from nonliving material due to particular arrangements of inert matter (Roe, Introduction 1-4). Lectures, debates, and discussion on both the academic and popular levels continued over the next few decades, leading up to the highly controversial materialism-vitalism debates from 1814 to 1818 between John Abernathy and William Lawrence. Abernathy was a well-known English surgeon and proponent of mind-body dualism, and Lawrence was his controversial student who advocated an antitheistic materialism and mechanistic view of life similar to that espoused by Thelwall. Lawrence vehemently denied any metaphysical reality and considered life to be nothing but the necessary consequence of an organized assemblage of parts, fitting together in just such a way that it somehow automatically became an animated being. Lawrence characterized life as the mere epiphenomena of mechanistic order, and he viewed the mind or consciousness as nothing but the result of secretions within the material brain (De Almeida 100-101).
Because scientific materialism considers an effect to be its own cause and attempts to reduce the complex metaphysical realities of life to mere physical constructs and glandular functions, it was rejected by such intellectuals as Samuel Taylor Coleridge and Humphry Davy, whose cogent objections greatly influenced the thinking of William Godwin and that of his bright young daughter Mary Shelley. As Maurice Hindle notes, Coleridge's theological views and Davy s scientific theories encouraged both Godwin and Mary Shelley to adopt theism and to subscribe to a science of life informed by vitalism (31-34). Davy, a prominent natural philosopher and chemist, was a friend of Coleridge, and both visited Godwin and his family frequently between 1799 and 1800. Davy was a vitalist who argued
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that the force of life was related to electricity, which he also believed was the underlying force of chemistry Davys scientific discussions with Godwin greatly enhanced Mary Shelleys knowledge of chemistry and sharpened her understanding of vitalism as a compelling science of life. Moreover, it is very likely that she witnessed some of Davys spectacular chemistry lectures and demonstrations, which deepened her knowledge of vitalism and possibly even served as the source for the scene in the 1818 edition of Frankenstein in which Victors father encourages him to attend a lecture series on chemistry (Robinson, Frankenstein 66). Finally, we know from her journals that she read Davys lectures published in 1812 titled Elements of Chemical Philosophy (Jones 67-68, 73). Davys intellectual influence encouraged Mary Shelleys interest in a morally responsible science and strengthened her belief in vitalism.
In addition to Davys scientific influence, Coleridge provided a theological and poetic foundation for Mary Shelleys theistic and vitalistic worldview. She read and studied his poetry, lectures, and sermons, and was particularly struck by his aesthetic and intellectual brilliance during his visits in the Godwin home. A striking influence upon her intellectual growth was Coleridges ability to persuade her father to reject atheism and to accept a form of theism. Coleridges theological conversion of Godwin was no small feat. As a young dissenting preacher and theologian, Godwin initially held to the main tenets of Calvinism. However, upon reading Baron d'Holbachs System de la Nature (1770) in 1782, Godwin rejected Calvinism and became a deist. In 1783, he studied Dr. Joseph Priestley s Institutes of Natural and Revealed Religion (1782) and consequently rejected Trinitarian orthodoxy and became a Socinianist. As his faith in Christian theism continued to decline, Godwin began corresponding with Priestley in 1785, and by 1787 his faith had diminished to the point that he considered himself an atheistic unbeliever (Smith and Smith 56-57). However, through his friendship with Coleridge, Godwin continued his theological exploration and spiritual journey, and in 1800 he renounced his atheism and embraced a vaguely defined theism. In an undated journal entry, Godwin writes,
My theism, if such I may be permitted to call it, consists in a reverent and soothing contemplation of all that is beautiful, grand, or mysterious in the system of the universe, and in a certain conscious intercourse and correspondence with the principles of these attributes, without attempting the idle task of developing and defining it—into this train of thinking I was first led by conversations of S. T. Coleridge. (Paul 2:357)
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Coleridge's theological influence upon Godwin directly impacted Mary Shelley s intellectual and aesthetic development. She was present at many of Coleridge's visits, listening to and engaging in the theological debates and philosophical discussions between these profound thinkers. That Godwin eventually became a theist certainly strengthened Mary Shelley s confidence in the intellectual validity of this worldview. In addition to influencing her through interactions with Godwin, Coleridges intellectual and aesthetic perspectives directly challenged and shaped her philosophical and literary development. In "The Rime of the Ancient Mariner and Frankenstein? Beth Lau notes that "Coleridge was a profoundly sympathetic and congenial figure to Mary Shelley, and his ideas and literary themes resonated with and helped her shape her own" (209). Mary Shelley discovered many of Coleridges literary themes from his lecture series on Shakespeare and Milton delivered between 1811 and 1812. She likely heard the lectures summarized by her father and family friend Henry Crabb Robinson who both regularly attended, and she also probably read summaries of the lectures in various newspapers (Lau 212-13). Moreover, as Laus careful analysis reveals, the close thematic parallels between The Rime of the Ancient Mariner and Frankenstein clearly demonstrate the significant influence Coleridge had on Mary Shelleys development as a thinker and writer. Coleridge and Davy were certainly instrumental in shaping Godwins and Mary Shelley's views on theology and its relationship to the sciences of life, and the integration of these intellectual perspectives directly influenced Mary Shelley's process of writing and revising Frankenstein.
Mary Shelley did not write extensively or explicitly about her theological positions. However, she was a theistic vitalist (one who believed in the existence of a created animating spirit or immaterial soul that is different in nature from the material body yet related to it), as evidenced by a cumulative consideration of various journal entries. As already noted, she believed in the existence of a beneficent Power, a loving God who created the physical and the metaphysical world. Not only did she believe in a creator God, but she also believed in his providential power over his created universe, even as she struggled with the implications of such a view. For example, after reading Dante in 1822 she muses, "They say that Providence is shown by the extraction that may be ever made of good from evil, that we draw our virtues from our faults. So I am to thank God for making me weak. I might say, 'Thy will be done,' but I cannot applaud the permitter of self-degradation, though dignity and superior wisdom arise from bitter and
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burning ashes" (Jones 168). In mulling over what is apparently a Reformed or Calvinist treatment of the problem of evil from the perspective of Providential redemptions of evil in this world (permitting evil to exist and bringing ultimate good from it), Mary Shelley does not reject or deny Gods providential workings in this world; rather, she draws the line at permissive self-degradation. Most telling is that after a series of tragic losses in her life, including the most devastating loss of them all, the death of her beloved Percy, she does not abandon her belief in theistic Providence. Writing in October 1822, she notes, as a simple matter of fact, that through her earlier losses, "the Power that rules human affairs had determined, in spite of Nature, that it [Percy and his voice of encouragement and inspiration] should endure" (Jones 183). She notes that God allowed Percy to be a "bank of refuge" (Jones 183) to comfort her through her children's deaths. Then, she simply writes, "But that is gone. His voice can no longer be heard; the earth no longer receives the shadow of his form" (Jones 183). She accepts this tragic turn of events as part of a providentially ordered existence and ends the entry with this resignation: "Well, I close my book. To-morrow I must begin this new life of mine" (Jones 183). She begins the arduous task of starting over and trying to discover the good that will eventually come from the evil of Percys death. In December of 1822 she takes comfort in her theistic view of an afterlife: "I trust in a hereafter—I have ever done so. I know that it shall be mine—even with thee, glorious spirit! Who surely lookest on, pitiest, and lovest thy Mary" (Jones 186). Over a decade later, reflecting upon some of the criticisms she had received regarding her views and writings, she again acknowledges Gods providential will over her life and that because of Providence there is significance and meaning in the trials of life: "...as I grow older I grow more fearless for myself—I become firmer in my opinions. The experienced, the suffering, the thoughtful may at least speak unrebuked. If it be the will of God that I live, I may ally my name yet to 'the good cause,' though I do not expect to please my accusers" (Jones 206). The main point of considering these various journal entries is that Mary Shelley recognized and held to a theistic understanding of life's tragic turns, and took what comfort she could in a faith of the divine order of life that culminates in spiritual reunions.
In addition to believing in a creator God who works providentially in the lives of his creations, Mary Shelley also believed in the existence of immaterial reality and spiritual entities. As Percy Shelley noted in an entry in Mary Shelley's journal, this belief in ghosts and spirits necessitates a belief
METAPHYSICAL INTERSECTION IN FRANKENSTEIN 539
in God: "We talk of Ghosts; neither Lord Byron nor Monk G. Lewis seem to believe in them; and they both agree, in the very face of reason, that none could believe in ghosts without also believing in God" (Jones 57). In other words, Mary Shelleys vitalistic views are directly related to and informed by her theistic beliefs. Her vitalism, or at least an unconscious desire for vitalism to be true and experientially relevant, is glimpsed in a desperate dream after the death of her first child, a dream that uncannily anticipates Frankenstein. On March 19, 1815, she writes in her journal, "Dream that my little baby came to life again; that it had only been cold, and that we rubbed it before the fire, and it lived. Awake and find no baby" (Jones 41). Dreams often reveal our deepest desires and hopes, shunning the pure logic of reason, yet dreams also draw from what we already know, believe, or hope to be true. The mechanism by which the baby is revived in this dream reflects a crude form of vitalism: the baby's body is cold and merely needs warmth to revitalize the living spirit trapped within. Of course, this dream is pure fantasy and speaks of the desperate emotional and psychological pain Mary Shelley experienced due to the death of her baby; however, the dream builds upon a belief system already in place within the logic of her mind, that the human organism is more than mere molecules in motion and is animated by a non-physical nature.
Mary Shelleys belief in and fascination with the immaterial nature of life, a core tenet of vitalism, are further revealed in her passion for the ghost tale. On October 20, 1818, Chevalier Mengaldo retells several ghost stories at the home of Mr. and Mrs. Hoppner. Mary Shelleys journal is characterized, typically, by short entries; she wrote long entries on the issues, themes, and concerns she cared about deeply, like the death of Percy Shelley that she, arguably, never reconciled in her own heart and mind. It is significant to note that her October 20,1818 entry records in vivid detail three of the ghost stories told by Mengaldo (Feldman and Scott-Kilvert 230- 33). Why does she choose to record these three stories in which the dead revisit the living? Indeed, these stories relate to her desire to see her dead baby again, but they also appeal to her vitalistic sensibilities which hold to the immaterial existence of the human spirit. Mary Shelley may have been silent in the presence Percy, Bryon, and others in their discussions of ghosts, vitalism, and materialism, but in the assumed privacy of her journal, she records what she values as legitimate or reasonably possible. Vitalism offers the hope of spiritual existence and the potentiality of reunion with the dead; materialism offers no such hope—her child is simply gone, the
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dead are dead. Yet in theistic vitalism, there is a glimmer of hope. Mary Shelley can acknowledge that her child is indeed gone, but she can ask the logical question—gone where?—and she can hope for a future spiritual reunion. After the death of Percy Shelley, she revisits this hope found in theistic vitalism: "You will be with me in all my studies, dearest love! Your voice will no longer applaud me, but in spirit you will visit and encourage me: I know you will. What were I, if I did not believe that you still exist? It is not with you as with another. I believe that we all live hereafter" (Jones 183). Indeed, Mary Shelleys specific theology of life, death, and an afterlife is not clearly outlined in her writings. However, she offers enough glimpses into her dreams, thoughts, hopes, and desires to suggest that her views are best understood within the context of theistic vitalism which holds to a material and immaterial reality that is created and orchestrated by a providential God.
Mary Shelleys theistic vitalism certainly did not go unchallenged. The other key influences on her novel—Percy Shelley, Lord Byron, and Byrons physician Polidori—were unabashedly antitheistic materialists. Mary and Percy shared an enthusiasm for scientific inquiry, and they intensely believed that medical science could benefit humanity. They differed, however, in their faith in the ethical integrity of the individual scientist s methods of scientific investigation. According to Alan Rauch in Useful Knowledge: The Victorians, Morality, and the March of Intellect (2001), Marys theism sought to hold science accountable to a more traditional Christian ethic, while Percys antitheistic worldview sought to free science from any normative ethical standards (126-27). Both Percy and Polidori viewed science and its methods of inquiry from a philosophical perspective that was largely informed by the materialism of Lawrence. Polidori attended Lawrences lectures in the spring of 1816 in which the vitalism of Abernathy and others was viciously criticized, often through unflattering ad hominem attacks. Percy may have first met Lawrence in 1811 while attending Abernathy s lectures on anatomy, and by 1814 Lawrence had become Percy and Mary s personal physician (Mellor, "Frankenstein, Racial Science" 9; Richardson 160-63). Lawrence directly shaped Percys scientific naturalism, and he made an impression upon Mary as well, becoming the inspiration for the Prof. Waldman character (Mellor, "Frankenstein, Racial Science" 7). During the now famous outing in Geneva that lead, among other things, to the writing of Frankenstein, Polidori records in his journal that he and Percy discussed whether humans were nothing more than
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mechanistic instruments produced by an arbitrary universe or if they were creatures fashioned by God with eternal metaphysical selves (Rossetti 122- 23). In her 1831 introduction, Mary mentions similar scientific discussions between Percy and Byron which advocated the materialism presented in the Lawrence lectures. Although Mary was witness to these discussions, it seems that she was a "nearly silent" dissenter who was not persuaded from her theistic vitalism. Mary recalls in her introduction to the 1831 edition of Frankenstein:
Many and long were the conversations between Lord Byron and Shelley, to which I was a devout but nearly silent listener. During one of these, various philosophical doctrines were discussed, and among others the nature of the principle of life, and whether there was any probability of its ever being discovered and communicated. They talked of the experiments of Dr Darwin ... who preserved a piece of vermicelli in a glass case, till by some extraordinary means it began to move with voluntary motion. Not thus, after all, would life be given. Perhaps a corpse would be reanimated; galvanism had given token of such things: perhaps the component parts of a creature might be manufactured, brought together, and endued with vital warmth. (Butler 195-96)
Given the strong influence of Coleridge's theistic theology, Davys scientific vitalism, which Coleridge also advocated (Roe, Introduction 10-14), and her many journal entries regarding a providential creator God and her belief in metaphysical realities and an afterlife, it is reasonable to read Mary s near silence more as dissent than agreement. Silent dissent was her chosen strategy for handling public disagreement and contentious debate. In her journal on October 21,1838, she writes,
I am not a person of opinions. I have said elsewhere that human beings differ greatly in this. Some have a passion for reforming the world; others do not cling to particular opinions.... I respect such when joined to real disinterestedness, toleration, and a clear understanding.... For myself, I earnestly desire the good and enlightenment of my fellow-creatures, and see all, in the present course, tending to the same, and rejoice; but I am not for violent extremes, which only bring on an injurious reaction. I have never written a word in disfavor of liberalism; that I have not supported it openly in writing, arises from the following causes, as far as I know:—
That I have not argumentative powers; I see things pretty clearly, but cannot demonstrate them. Besides, I feel the counter-arguments too
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strongly. I do not feel that I could say aught to support the cause efficiently; besides that, on some topics (especially with regard to my own sex), I am far from making up my mind.... When I feel that I can say what will benefit my fellow-creatures, I will speak: not before. (Jones 204)
Here, Mary is responding specifically to criticism regarding her relative silence on radical political causes. However, it is reasonable to conclude that she followed this same intellectual principle in the context of the debates over radical science. Given her clear theistic and vitalistic persuasions, her careful study of Davys vitalistic chemistry, and the lack of evidence suggesting she read or ascribed to Lawrence s scientific views, it makes sense to conclude that she remained largely silent in these scientific discussions because she did not feel she possessed the argumentative powers to articulate and sustain her position.
Moreover, she may not have spoken much during these discussions, but she speaks her mind clearly in this introduction by contrasting the materialism of Erasmus Darwin with the vitalism of Davy. She notes that the Darwinian experiment was unconvincing and says, "Not thus, after all, would life be given' (Butler 195). Then, she describes a mechanical assembling of component body parts, which according to the materialist model should be enough to produce life. However, in her imaginative speculation, mere order or patterned organization is not enough—the parts must be "endued with vital warmth" (Butler 196), a phrase that brings to mind the very language of her earlier dream in which her dead baby is brought back to life with vital warmth. Indeed, Marilyn Butler compares Mary Shelleys account of these vitalist-materialist discussions to the account given by Polidori in his diary. Butler suggests that Polidori frames the question as a vitalist while Mary Shelley frames the issue as a materialist (xxii-xxiii). However, I find Butler puts too fine a point on the comparisons and draws too grand a conclusion. She argues that Mary Shelley s discussion reveals a materialistic skepticism like that of Lawrence. However, Mary Shelley simply notes a reasonable skepticism in reanimation by merely preserving or pickling vermicelli, yet she wonders about the possibility of electricity imbuing a dead corpse with vital life. Here, she speaks from the electrochemical context of Davys vitalism theories: that chemistry (what we would now call biochemistry) may be the science for understanding vitality of life. The theoretical implication is compelling enough to spark her imagination and to pursue that vitalistic possibility as a scientific frame in which to bring her ghost story to literary life. According to her account
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of these discussions and her own imaginative speculations in response to Erasmus Darwins experiments, Mary does not appear to embrace the materialism espoused by Lawrence, Percy, Byron, and Polidori. Rather, she was more convinced by the principles of vitalism as expressed in the science of Davy, confirmed by the theistic Christianity of Coleridge, and expressed in her own journal writings on life, death, and the afterlife. These scientific and theological principles form the logical foundation for Mary Shelleys ethical critique of scientific materialism in Frankenstein.
However, it was not easy for her to assert her young authorial voice and to oppose the charmingly intelligent yet at times overbearing and insensitive views of Percy and his circle of friends. Who was she, after all, compared to the great Percy and the renowned Bryon? She was, as it turned out, a provocative writer coming into her own who would, unbeknownst to everyone, write one of the most influential and lasting novels of the nineteenth century. Yet, this novel would be born eventually out of a thematic and artistic struggle between Marys theistic vitalism and Percys atheistic materialism. For the most part, Percy s revisions and edits correct some of Marys stylistic awkwardness and grammatical errors; however, other of his revisions attempt to temper, if not wholly silence, some of her theistic expressions. For example, Percy tried to revise or delete some of Marys original language that showed an understanding of God whose purposes worked providentially within human history. Toward the end of the novel where Victor describes his pursuit of the Creature as less an act of vengeance and more a providential work of God, Mary s first draft reads, "At such moments the vengeance that burned within me died in my heart and I pursued my path towards the destruction of the daemon more as a task enjoined by heaven than the ardent desire of my soul" (Robinson, Frankenstein 412). Percy revised this passage as follows: "At such moments the vengeance that burned within me died in my heart, and I pursued my path towards the destruction of the daemon more as a task enjoined by heaven, as the mechanical impulse of some power of which I was unconscious, than the ardent desire of my soul" (Robinson, Frankenstein 227).1 Marys version is more consistent with her theistic view of God working providentially in a persons life, that God orders or directs a course of action and the person follows that direction. Percy s version forces his own mechanistic meaning upon the phrase "enjoined by heaven" with the qualifying phrase, "as the mechanical impulse of some power of which I was unconscious." For Mary, Victor sees himself as doing the work of heaven, of
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acting not from self-serving vengeance but in the service of divine justice for the greater good. For Percy, Victor becomes a thoughtless automaton of some unidentifiable and unknowable, mindless power of nature. As Anne Mellor notes, "Percy tried to undermine this notion of a functioning 'heaven by adding his own atheistic concept of a universe created and controlled by pure Power or energy" (Mary Shelley 64). Where Mary expresses in the text an understanding of divine agency, purpose, and meaning within a theistic universe, Percy revises her language to assert his own faith in some arbitrary, unthinking power that operates as a mere unconscious impulse upon the mechanistic human within an antitheistic universe.
Another telling example is a revision of Marys language describing Victor s scientific activity. Marys original manuscript reads:
Although I possessed the capacity of bestowing animation yet to prepare a creature for the reception of it with all its intricacies of fibres muscles & veins must be a work of inconceivable labour & difficulty. ...but my imagination was too much exalted by my first successes to permit me to doubt of my ability to create an animal as complex and wonderful as man. ...A new creation would bless me as its creator and source; many happy and excellent creatures would owe their existence to me. (Robinson, Frankenstein 272-73)
Percy revised this passage to read:
Although I possessed the capacity of bestowing animation, yet to prepare 2L frame for the reception of it with all its intricacies of fibres, muscles, and veins still remained a work of inconceivable difficulty and labour. ...but my imagination was too much exalted by my first success to permit me to doubt of my ability to give life to an animal as complex and wonderful as man.... A new existence would bless me as its creator and source; many happy and excellent natures would owe their being to me. (Robinson, Frankenstein 77-78)
To be sure, Percy s revision is stylistically smoother and reduces creator, creation, and creature repetitiveness. However, Marys creationist language presupposes intelligence, intention, purpose, and the specific agency of a creative figure. Percys revisions draw from antitheistic, materialistic discourse in which life indeterminately emerges from a proper yet unknown arrangement of matter. Moreover, his language seeks to ignore or even deny the necessity of causality, agency, purpose, intentionality, and design behind that which exists.
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There is an apparent worldview struggle between these two writer- editors. Percy held to a naturalistic theory of the origins of life, and he thus attempted to edit out the linguistic trace of God and theories of creation and intentional design in favor of methodological naturalism that believes life emerged spontaneously by chance or in response to arbitrary and unintelligent natural forces. Percy believed that nature somehow gave rise to itself naturally. Mary s language is more attuned to the causal paradoxes of naturalism (she seems to understand that it is a nonsensical position to presuppose that life naturally caused itself to arise from non-living matter), and she originally intended for the theistic notion of creation to inform the thematics of her work. In her theistic worldview, there is design, purpose, and meaning, and there is a way to determine objective truth, both philosophically and morally. Indeed, Mary recognized that it may be difficult at times to discern this purpose and meaning, as evidenced by her journal entries occasioned by the many losses and tragedies in her life, and as suggested by the various characters in the novel who struggle to understand the significance of the challenges, hardships, and injustices they encounter. However, Mary also understood that just because it is sometimes difficult to know exactly why certain things happen, this does not mean that it is necessarily impossible to determine the significance of these events. In her journals as described above, she often returned to a theistic faith in providence and a created order that offered her hope of reunification in an afterlife. Challenges and confusions in life and difficulties in determining meaning and purpose did not cause her to jump to the non sequitur conclusion that there is no objective meaning or purpose whatsoever. Mary was far less agnostic about absolute truth and less skeptical about the possibility to discern meaning in life than was Percy. Although Mary sometimes struggled artistically with Percy over editing issues due to the tensions between their conflicting worldviews, ultimately Mary presents a cogent philosophical response to methodological naturalism and an existential indictment against scientific materialism.
Mary Shelley clearly appreciated the ethical implications of the vitalism- materialism debate, because she was concerned about the consequences not only of actions but of ideas as well. The theistic vitalist position posits a divinely created soul, and thus asserts that human subjects do not fashion their own morality but, instead, seek to discover absolute moral law that is defined by an absolutely good moral law giver. The mere assertion of an absolute moral law indeed does not guarantee moral behavior. For example,
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through his exposure to Miltons Paradise Lost, the Creature embraces the Christian theistic worldview and its revelation of an absolute moral law, yet he still commits murder.2 However, the theistic understanding of absolute morality does provide a rationally consistent basis upon which to defend objective moral judgments. After Percys death, Mary starts a programmatic study of moral philosophy and ethical theory, noting in 1823 that "I think also that I have found true humility..., an ardent love for the immutable laws of right, much native goodness of emotion, and purity of thought" (Jones 189). In her own studies, Mary Shelley, like her Creature, discovers and embraces absolute moral law, what she calls "immutable laws of right." On the other hand, the materialist position is logically reductive, stripping humanity of its sacredness and removing from the universe any objective moral standard. Humans, according to this view, are thus free to do whatever they see fit. Morality is reduced to judgments of personal taste in service of subjective desire. In the vitalism-materialism debates, Abernathy makes this very point about the moral consequence of materialism, noting in a lecture in 1817 that the primary reason materialists were reluctant to admit mind-body dualism and the presence of a soul that is superadded to the material body was that conceding this point would necessitate giving up the subjective privilege of skepticism, namely "gratifying their senses, and acting as their reason dictates, for their own advantages, independently of all other considerations" (qtd. in Hindle 34). Materialism justifies (but does not necessitate) a relativistic morality that is centered upon the pursuit of selfish desires divorced from any objective moral standard.
Such a moral perspective was quite appealing to Percy who based his radical values and selfish behavior upon materialistic notions of moral relativity, causing Mary much personal grief and emotional pain. According to Mellor, Mary eventually realized that Percy s views and actions
masked an emotional narcissism, an unwillingness to confront the origins of his own desires or the impact of his demands on those most dependent upon him. Percy's pressure on Mary, during the winter and spring of 1814- 15, to take Hogg as a lover despite her sexual indifference to Hogg; his insistence on Claires continuing presence in his household despite Mary s stated opposition—all this had alerted Mary to a worrisome strain of selfishness in Percys character, an egotism that too often rendered him an insensitive husband and an uncaring, irresponsible parent. (Mary Shelley 73)
(
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Such behaviors are more than mere character flaws or psychological predispositions; rather, they are the logical and experiential outworking of the theoretical ideas of materialism and moral relativism. The consequence of Percy s relativistic morality was quite painful for Mary, and she suffered emotional loss and spiritual pain at the hands of Percy s subjective morality, engendered in part by his philosophical and scientific materialism. Mary s own existential cries of the heart during this time of her life became the creative source for the pathos in the novel, where numerous lives are tragically destroyed due to Victor s arrogantly selfish actions resulting from his own indulgence of scientific materialism and moral subjectivism. As Tannenbaum concludes, "The complex pattern of shifting, mistaken, and half-recognized mythic identifications in the novel serve to undercut the faith in empirical knowledge that is the initial cause of Frankensteins fall. Describing a world that contains no absolutes, no truths beyond the evidence of the senses, Mary Shelley shows this world to be a Miltonic Hell, a world beyond redemption, either by Christian agape or by eros" (112- 13). In Frankenstein Mary Shelley levels an existential critique of scientific materialism by graphically representing the horrific consequences of a scientist who reduces life to nothing but a complex arrangement of materials and who exerts a transgressive autonomy that denies God s natural design and moral law in an attempt to create life in the absence of woman after his own filthy image. The result of such an irresponsible pursuit and application of science is emotional chaos, spiritual devastation, domestic disruption, and existential despair.
One way to resolve the misapplication of science is through proper education and ethical literacy. Mary Shelley understood the value of such education, sharing with parents William Godwin and Mary Wollstonecraft the belief that access to knowledge was fundamental to the development of the person in a free and just society. However, Mary Shelley was not so naive as to think that education alone, unguided by moral principle, would automatically lead to enlightenment and freedom. Rather, she understood that educational content, moral knowledge, and the application of knowledge in the world mattered very much. Education alone does not make a person good, as Frankenstein demonstrates time and again. Developing moral character involves an ethically guided education and instruction in moral knowledge. The importance of a proper education is a central theme in Frankenstein, as evidenced by the presence of numerous literacy narratives, most notably those of Walton, the Creature, Safie, and Victor.
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It is through Victor s development as a scientist that we most clearly see Mary Shelley s concern over the moral consequences of scientific pursuits informed by materialistic presuppositions. The misguided integration of outmoded alchemy with scientific naturalism ultimately transforms Victor into a materialist motivated by transgressive hubris. The consequences of his scientific education and experimentation are horrifically tragic. In his youthful studies of the ancient alchemists, Victor develops a love of science and metaphysics, longing to understand the mystical and divine causes behind the veil of the physical world. These studies awakened a desire to grasp the metaphysical power animating life and determining reality: "I entered with the greatest diligence into the search of the philosophers stone and the elixir of life. But the latter obtained my undivided attention; wealth was an inferior object, but what glory would attend the discovery if I could banish disease from the human frame and render man invulnerable to any but a violent death" (Robinson, Frankenstein 64-65). There is indeed a glimpse of benevolence in his desire to study science—he wishes to benefit humanity by conquering disease, aging, and even natural death. However, this humanitarianism is immediately dispelled in the same breath by his selfish desire for glory, which in turn motivates his hubris and his desire for transgressive autonomy.
Victor applies the same zealous enthusiasm that he showed for the alchemists to his new studies at the University of Ingolstadt. His introduction to natural philosophy and contemporary science at first disappoints him. He soon recognizes the erroneous content of alchemy, but he holds on to the motivations behind it—to discover divine knowledge and eternal power. His ultimate goal is complete creative autonomy that transgresses professional, social, legal, and moral boundaries, and the modern sciences he begins to study at first leave the ambitious Victor singularly unimpressed:
Besides, I had a contempt for the uses of modern natural philosophy. It was very different when the masters of the science sought immortality and power: such views, although futile, were grand. But now the scene was changed: the ambition of the enquirer seemed to limit itself to the annihilation of those visions on which my interest in science was chiefly founded. I was required to exchange chimeras of boundless grandeur, for the realities of little worth. (Robinson, Frankenstein 71)
At this point, he understands that the extravagant claims of alchemy are unrealistic and unattainable, but he is charmed by their expansiveness,
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transcendence, and transgressiveness. Such grand motivations and expectations, so he believes, are missing from practical science. But then he meets Waldman, who introduces him to materialistic science in such a way that rekindles Victor s desires for scientific autonomy. Waldmans teaching convinces Victor that the ancient dreams of alchemy are in fact achievable with the new science. For example, in one lecture, Waldman asserts,
But these philosophers, whose hands seem only made to dabble in dirt and their eyes to pore over the microscope or crucible, have indeed performed miracles. They penetrate into the recesses of nature and shew how she works in her hiding-places. They ascend into the heavens; they have discovered how the blood circulates and the nature of the air we breathe. They have acquired new and almost unlimited powers: they can command the thunders of heaven, mimick the earthquake, and even mock the invisible world with its own shadows. (Robinson, Frankenstein 72)
Victor realizes that where the alchemists have failed, the materialists succeed. He concludes that the new naturalists have unlocked the secrets of nature and have even invaded the very gates of Heaven, thus usurping the knowledge and position of God. He is now confident that this new materialistic science will allow him to achieve his lofty goal of discovering the infinite mind of God.
Interestingly, at this point in his confessional discourse with Walton, Victor expresses (in the 1831 edition) what appears to be religious fatalism:
Such were the professor s words—rather let me say such the words of fate, enounced to destroy me. As he went on, I felt as if my soul were grappling with a palpable enemy; one by one the various keys were touched which formed the mechanism of my being: chord after chord was sounded, and soon my mind was filled with one thought, one conception, one purpose. So much has been done, exclaimed the soul of Frankenstein,—more, far more, will I achieve: treading in the steps already marked, I will pioneer a new way, explore unknown powers, and unfold to the world the deepest mysteries of creation. (Butler 213-14)
Since this passage does not appear in the 1818 edition, it can be argued that Mary later added a religious or theistic fatalism to the character of Victor, thus complicating the argument that Victor is a failed materialist and thus the vehicle for Mary s philosophical critique. However, the specific language that Victor uses to reconstruct these events later to Walton
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clearly suggests materialistic determinism, not religious fatalism, for he presents himself as a victim of mechanistic functions beyond his control. Victor asserts that he is a mechanism comprised of various keys, and he compares his soul to a complex musical instrument. Victor is not claiming to be gripped by some unseen metaphysical power, force, demon, or deity; rather, the words of Waldman work upon the mechanism of his being such that a harmony of sorts ("chord after chord was sounded") is finally reached between Waldmans words and Victor s mechanistic being. Victor is basically claiming that his mind (which in the materialistic perspective is nothing but brain matter) was mechanistically predisposed to this kind of thinking and that he was physiologically fated to react the way he ultimately did. Victor uses his materialistic worldview to redefine the grappling" in his mind, which is actually a reasonable moral struggle of conscience, as nothing but the tension between a culturally imposed morality and the drives of his mechanistic nature. As the contemporary materialist Richard Dawkins has asserted, in this universe there is nothing but "blind, pitiless indifference. ... DNA neither cares nor knows. DNA just is. And we dance to its music" (133). According to scientific materialism, Victor is merely dancing to the tune of his DNA and is thus genetically fated to pursue this destructive project. As he continues his studies, he eventually develops into the exemplar materialist that he was seemingly predisposed to become, and he attempts to replace God with natural science and to transform himself into a materialistic god. He seeks to demystify natural design by revealing through science the mechanistic causes of perceived natural effects, and as he demystifies the sacred, he seeks to replace a supposedly mythological divinity with the tangible materialist scientist, namely himself: "A new existence would bless me as its creator and source; many happy and excellent natures would owe their being to me" (Robinson, Frankenstein 78). Here is his ultimate transgression—he wants to be the creator, the source, the necessary being of this new life form. He wants to be fully autonomous, to become a creator and a law unto himself. The ramifications of thus reducing the divine God to a materialistic scientist are nightmarish and catastrophic.
Victor s materialism and its horrific consequences are most poignantly expressed in the scenes leading up to and including the Creatures animation. In order to understand the very nature and cause of life, Victor ironically concludes from the paradoxical logic of materialism that he must study death and natural decay. Life, in this scientific view, is nothing more than the epiphenomena of packets of energy in motion. Life is nothing but
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a complex assemblage of materials, operating within systems of material relations. To understand life, this logic therefore concludes, one need only study its reducible materials long enough. Thus, Victor spends hours and hours in graveyards, vaults, and charnel-houses studying the material remnants of life—dead bodies (Robinson, Frankenstein 75-76). Ironically, he attempts to discover the secrets of life by studying death and decay, and for all the attention to death in his attempt to understand life, he learns nothing of life and courts only death. This repressed truth surfaces in his grotesque dream of Elizabeth, his bride-to-be, who transforms into the hideous corpse of his dead mother (Robinson, Frankenstein 81-82). This dream reveals, among other things, the horrific irony of trying to discover the origin of life by merely studying dead and dismembered body parts. This dream also exposes the horrific ramifications of his desire for materialistic creative autonomy. He wants to create life by himself without the biological complement of woman, and this violation of natural design justifies, and arguably necessitates, the erasure of women. His transgressive autonomy results in the figurative and literal death of all the women in his life. In his pursuit of materialistic knowledge, Victor ignored the life around him and thus gave birth to death-in-life (his Creature), brought death to his family, destroyed his own mind and body, and ultimately succumbed to his own pathetic death. The mysteries of life and all its sacredness, Mary Shelley shows us, is not found within the decaying matter of dead or dying bodies. Rather, she demonstrates how the beauty, power, meaning, and sacredness of life are to be found in that which makes life so special to begin with— relationships with friends, family, colleagues, and the divine.
Mary Shelley further reveals the intellectual, spiritual, and moral bankruptcy of materialism in the body of the Creature. Victors blind materialism and selfish desire for creative autonomy result in the creatures physical hideousness. Victor chooses to make the Creature monstrous and huge, because it would be faster and easier from a procedural perspective: "As the minuteness of the parts formed a great hindrance to my speed, I resolved, contrary to my first intention, to make the being of a gigantic stature; that is to say, about seven or eight feet in height, and proportionably large" (Robinson, Frankenstein 77). The reason for Victors impatience is his conscience: he wants to hurry through his grisly endeavor before his moral sensibilities to life's true significance catch up with him. He does get glimpses of moral clarity during the process, but he must do all he can to ignore what he knows deep within to be morally wrong:
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In a solitary chamber—or rather cell at the top of the house and separated from all the other apartments by a gallery and staircase—I kept my workshop of filthy creation; my eyeballs were starting from their sockets in attending to the details of my employment. The dissecting room and the slaughter house furnished many of my materials, and often did my human nature turn with loathing from my occupation whilst, still urged on by an eagerness which perpetually increased, I brought my work near to a conclusion. (Robinson, Frankenstein Notebooks 1: 89)
The striking image in this passage is that of his eyes starting from their sockets in horror at what he is doing. Indeed, he is referring to his own eyes, but the phrase also conjures the macabre image of other eyeballs in his inventory of body parts, gazing a ghastly stare of shocked condemnation from the cadaverous sockets of skulls sitting on the shelves of his "workshop of filthy creation." Victor struggles with the horrifying disparity between the reality he actually sees with his own eyes and the reality he wishes this scene to be as he visualizes it in his crazed imagination, calling to mind William Blake's powerful lines:
This life s five windows of the soul Distort the Heavens from Pole to Pole, And leads you to believe a lie When you see with, not thro', the eye. (172-75)
Victor s materialism sees merely with the eye, devoid of a conscience, but his spiritual nature resists such moral blindness and attempts to see through the eye with the moral clarity of his conscience, which reveals to him the true horror of his work and the depravity of his very being. This truth he must suppress if he is to complete his materialistic endeavor to blur the physical and genetic boundaries between species in order to find larger materials to make the work easier and faster. He selfishly considers only his pride and achievement, totally disregarding the physical and emotional wellbeing of his creation. He cannot show love for the being he has created, because his materialism views the Creature only as a collection of human and animal parts. Victor cannot ascribe any true value or human worth to his Creature. Victor s materialism devalues life, ultimately viewing it either as a chance accident or an abortive mutation. Many horrors are possible once life is reduced to arbitrarily arranged particles; yet sadly, strict materialism cannot even speak of moral horrors, for this is a value judgment that is irrelevant
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and unsubstantiated in a materialistic worldview—"DNA neither cares nor knows. DNA just is" (Dawkins 133). However, Mary Shelley suggests that such ethical disregard is unnatural and illogical. Victors own conscience cries out against the horrors of his work: "often did my human nature turn with loathing from my occupation, whilst still urged on by an eagerness which perpetually increased, I brought my work near to a conclusion" (Robinson, Frankenstein Notebooks 1:89). Written on his heart are the knowledge of life's ultimate worth and the awareness that this value is not linked to the material but to the transcendent. This truth is readily and naturally apparent to Victor, but he must suppress this inner voice of moral reason if he is to conclude his transgressive scientific enterprise.
The most tragic consequence of Victors materialism is his rejection of the creature: "I had worked hard for nearly two years for the sole purpose of infusing life into an inanimate body. For this I had deprived myself of rest and health. I had desired it with an ardour that far exceeded moderation; but, now that I had succeeded, these dreams vanished, and breathless horror and disgust filled my heart" (Robinson, Frankenstein 81). After creating life without the complement of woman and with indifference to God, Victor s transformation into a transgressive materialist is complete. As Ann Engar notes, "Frankenstein is a thorough materialist and creates without calling on the supernatural" (142). Victor now only sees his creature as a monstrous assemblage of grisly materials, a grotesque body of nightmarish horror. However, Victors response is not simply aesthetic. Indeed, the Creature is physically ugly, but that isn't the main reason why Victor rejects and abandons him. Victor's materialism does not provide a rational justification for valuing and loving the Creature unconditionally. To Victor, the Creature is not a unique life deserving of love, nurturing, care, or concern. Rather, it is a no-thing, just grotesque and meaningless matter, merely an experiment gone horribly wrong. The Creature is not a life for which Victor is responsible. Rather, it is a frightening and inconvenient mistake that he wishes did not exist. In the Creature's own words, he is "an abortion to be spurned and kicked and hated!" (Robinson, Frankenstein 243).
Moreover, the Creature's status as a spurned other can be linked to a form of racism supported by eighteenth- and nineteenth-century materialistic sciences that Mary Shelley rejected. The Creature is clearly symbolic of racial alterity, and he recognizes his own racial otherness. From C. F. Volney's Ruins of Empires and the Law of Nature (1791) the Creature learns about the injustices inflicted upon various oppressed races
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around the world. He is particularly struck by the plight of the Native Americans, and by contemplating this history he realizes how worldviews which characterize groups of people as subhuman contribute to racial hatred and dehumanizing tyranny (Robinson, Frankenstein 144-45). One logical outworking of materialistic sciences of race from the eighteenth and nineteenth centuries was the systematic redefinition of certain groups of people as nonhuman, resulting in the justification of racism and oppression of the racial other. In her article "Frankenstein, Racial Science, and the Yellow Peril," Anne Mellor outlines the racist dimensions of various eighteenth- and nineteenth-century materialistic conceptions of race (3- 10). According to Mellor, Mary Shelley rejected these scientific views that legitimated racial stereotyping and encouraged racial hatred. Instead, she advocated the Family of Man theory, a view of human origins and race that argued all human beings descended from the same created couple. In this theistic worldview, all humans of all races are created in Gods image and are thus equally valuable and deserving of respect, kindness, and liberty. Mellor argues that Mary Shelley looked to universal domesticity—the Family of Man—as the ultimate answer to racism ("Frankenstein, Racial Science" 22-25). In other words, Mary Shelley rejected materialistic naturalism, which reduces humanity to arbitrarily evolved animals devoid of any intrinsic value, resulting in the scientifically justified practice of classifying difference as foreign, diseased, alien, monstrous, and other. She suggested that the human individual should be valued as a unique creation and that racial differences should be embraced as integral to the complexity and true beauty of the Family of Man. In Frankenstein the Creature is paradoxically both the benefactor and victim of materialistic creation. Materialism gives rise to his very existence, but it is also responsible for the literal hell on earth that becomes his life. Because of the materialistic presupposition that the Creature is nothing but meaningless and valueless matter, Victor views him as a nonhuman thing, a subhuman being, and a racial other. Victor is a flawed creator who condemns the Creature to emotional and communal isolation, not because of anything that the Creature did initially to deserve such banishment, but because Victor himself is fallen and incapable of being the divine creator he set out to be. The Creature s tragic saga serves as a powerful symbolic critique of the immoral ramifications of materialistic sciences that dehumanize individuals because of racial, genetic, or other forms of physiological difference. Mary Shelley counters this racist materialism with universal domesticity or the theistic notion of the Family
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of Man in which all humans are viewed as equally valuable and deserving of respect, dignity, and community because they are wondrously fashioned in the image of their Creator.
As a materialist, Victors main failing is his inability to understand the spiritual significance of universal domesticity and the importance of extending it to his own creation. However, all is not lost, for there is redemptive hope for the materialist. Mary Shelley presents domesticity and eternal communion as the liberators of a mind trapped within the confines of a materialistic worldview. Arguably, she does seem to problematize domesticity, question marital union, complicate friendship, and undermine the hope of spiritual transcendence, revealing such manifestations of communion to be more a source of personal pain and social disruption than stability and comfort. This rejection of the domestic ideal is witnessed most powerfully in Victor s tragic life: his own mother dies, he leaves home to study natural philosophy and the new sciences, he isolates himself from friends and colleagues in his little shop of horrors, he further withdraws from his father, he neglects his fiancée, he creates life by himself without needing the biological complement of woman, and then he rejects his own creation which results in the violent destruction of life and the disruption of other families and relationships. Victors life alone is a litany of domestic devastation. However, these tragic occurrences are not an indictment of the family as such but, instead, serve as cautionary tales about the neglect of the domestic impulse. These horrors are negative examples against which Mary Shelley upholds the desire for and necessity of undisturbed familial communion and domestic relationship as the solutions to the problems of failed community. Victor s transgressive autonomy creeps in and destroys the possibility of ideal communion; however, Mary Shelley contrasts this destructive selfishness (a description of things as they are in the novel) with the ideal of undisturbed domesticity as the necessary, central, and foundational element of proper human existence (a desire for things as they ideally ought to be).
Contrasting Victors communal failure is the Creatures deep yearning for the domestic ideal that offers the hope of personal redemption. All along, the Creature sought communion with his creator. Unfortunately, Victor failed as a self-styled god and could not provide a nurturing relationship, thus driving the Creature to murderous revenge. At the end of Victor s life, it is the Creature who shows true humility and sincere remorse, eventually asking his creator for forgiveness. This contrition reveals the
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creatures deeper understanding of the spiritual and existential necessity of communion. Even though he did not establish a temporal relationship with his fallen, human creator, he ultimately realizes that his humble act of repentance and his seeking forgiveness has opened him up to a transcendent communion that will finally afford him the eternal peace he so desperately sought from his creator: "My spirit will sleep in peace; or if it thinks, it will not surely think thus" (Robinson, Frankenstein Notebooks 2: 773). He plans to commit his body to the flames, but he is confident that his spirit will not simply cease to exist. The Creature is no annihilationist, nor is he a nihilistic existentialist. He is clearly a mind-body dualist, and though he is not entirely sure what will become of his soul, he is confident that it will consciously exist, be it as a sleeping dreamer or as a thinking agent. In either case, he will no longer suffer the tragedy and indignities of his earthly life. This scene moves Walton to deep compassion for the Creatures plight and a sympathetic understanding of the tragic pathos of Victor s and the Creatures lives. Although at the end of Victors own tale Walton views this scientist as noble and godlike, the Creatures humility and remorse break the chains of Walton's own materialistic worldview and dispels his desire for glory at any cost. His eyes are fully opened to the wisdom found in valuing life, love, family, and relationships, a wisdom that forever eluded Victor. Walton understands the value of his own family, the lives of his crew, and their relationship to their own families. He realizes that there is greater meaning to life than what is explainable by materialism or found in personal pursuits of glory, and this meaning is discovered within the dynamics of relationships, both temporal and eternal.
As a Gothic novel, it is easy to see Frankenstein as a narrative marked by extravagant excess and horrific transgression. However, if Mary Shelley indeed embraced the materialistic worldview of Thelwall, Lawrence, Percy, Byron, and Polidori, then an interesting paradox presents itself: in a strictly materialistic framework, can there really be any true transgression? Victor s scientific act of creating life from lifeless matter suggests that his transgression is more than merely scientific. The act of reanimating dead tissue, of assembling life and giving rise to mind and consciousness from previously inanimate, unthinking, nonconscious, dead material is surely a prodigious accomplishment that amounts to the ultimate in transgression, because Victor seems to be violating the very structure, logic, and law of nature. However, to view this creative act as a transgression of some law or design of nature presupposes a designed universe and a created order
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that ought not to be transgressed. From a purely materialistic perspective, there is no created order, only arbitrary nature that at best has merely the appearance of order and design. If this is true, then there can be no true transgression, no rebellion, no Promethean hubris, because there is no actual design or absolute law that is transgressed. There is only yet another natural agent in a series of natural, materialistic agents, each contributing to the ongoing creation and recreation, or more accurately evolution and revolution, of life. The logical conclusion of the materialistic perspective is that without absolute, universal, or divine design or order, there is no objective, ultimate, or eternal standard or value against which to transgress. Denying a created or designed order nullifies, at least in principle, the very possibility of true transgression. Therefore, it becomes meaningless to refer to Victor as a transgressor. If anything, Victor merely transgresses temporal and arbitrary customs, codes, tastes, and taboos that are historically and culturally relative. Ultimately, the transgression is of no real consequence, because that which is supposedly transgressed is nothing more than an insignificant and arbitrary notion that one can subjectively choose to reject. If the novel is ultimately an expression of materialism, then it seems problematic, if not impossible, to speak meaningfully of it as an exploration of Gothic transgression.
However, does Mary Shelley actually eviscerate her novel by embracing and expressing a materialistic worldview? Why is it that her novel still speaks to audiences so powerfully even today, such that the term "Frankensteinian ' is applied to scientific endeavors of questionable intent or troubling outcome? Could it be that Mary Shelley was rather prescient in her ethical critique of science? It seems clear that what concerned her was that Victor transgressed not merely arbitrary taboos or relativistic moral codes but universal moral laws, what she called "immutable laws of right" (Jones 189), that are discernible, in part, in the natural design of the universe and thus expressed in natural law. Because of this appeal to a universal natural law, this novel still speaks to us today, asserting that we are not intellectually, emotionally, or spiritually equipped to handle some forms of knowledge and that, as such, there are reasonable limits to science. Moreover, this novel reminds us, whether we like it or not, that philosophical ideas and scientific theories have very real consequences. There is no such thing as a neutral or harmless idea. This novel explores the ramifications of materialistic concepts that deny the theistic universe and its design, order, and purpose. If materialistic scientists presuppositionally remove God as
558 CHRISTIANITY AND LITERATURE
the necessary being of created reality, then they are free to inhabit that vacated divine position themselves without fear of transgression, because theoretically there is no moral law or Moral Law Giver to transgress. As such, there is no true or meaningful moral difficulty, beyond what is arbitrarily, subjectively, or otherwise idiosyncratically determined. In her carefully constructed Gothic novel, Mary Shelley speaks against such a philosophical view, presenting readers with the horrific consequences of the ultimate transgressive act—Adam declaring God dead and His design null and void and then creating in his own filthy image, in the assumed absence of God, and in the tragically real absence of woman who is physically and spiritually complementary and necessary. The result is a monstrous external expression of internal depravity, the propagation of existential isolation and despair, and the destruction of friendships, families, and communities that were, by design, created for the perpetuation, development, nurturing, and comfort of humanity.
New York Institute of Technology
NOTES
italics in the Robinson edition of the 1818 published text of Frankenstein indicate Percy Shelleys revisions of Mary Shelleys 1816-1817 draft.
2For a fuller discussion of the Creatures informed and intellectual embracing of Christian theism, see Ryan.
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^ s
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Number of Pages: 5 (Double Spaced)
Writing Style: MLA
Number of sources: 2
Paper Two is a persuasive argument about Mary Shelley’s novel, Frankenstein. We are reading two published scholarly articles about the novel: David S. Hogsette’s “Metaphysical Intersections in Frankenstein: Mary Shelley’s ?eistic Investigation of Scienti"c Materialism and Transgressive Autonomy (2011) and ?omas Vargish’s “Technology and Impotence in Mary Shelley’s Frankenstein” (2009). Your job is to read both articles, understand their respective arguments, and write a position paper in which you establish your own views about Shelley’s novel in relation to these two papers. Your job in this paper is not to "nd more articles about Frankenstein. Your job in this paper is not to Google things about Frankenstein and to report back to me what you’ve found. Your job in this paper is not to sound bite snippets of things you haven’t read fully but that you happen to agree with. Your job in this paper is not to examine how the Frankenstein story has been taken up in movies, graphic novels or popular culture. What is your job? Your job in this paper is to be able to understand two scholars’ arguments about Frankenstein and to use those two essays in order to articulate your own views about the meaning of the novel. In this diagram, you’re inside the triangle. Your job is to de"ne your position by using the three corners as points of reference.?is paper is an argumentative essay, and by that I mean what the authors of ?ey Say / I Say have said: “Broadly speaking, academic writing is argumentative writing. . . . You need to enter a conversation, using what others say (or might say) as a launching pad or sounding board for your own views” (3). An argument, in other words, is merely a conversation in which you attempt to persuade others to join your viewpoint. Writing isn’t really divided into opinion and fact. Rather, opinions and facts are merely tools that we can use in order to cra? persuasive arguments. We can’t really position ourselves with respect to other arguments, however, until we understand them thoroughly and that’s why we’re reading two scholarly arguments in class. You’ll be more familiar with these two arguments than any others about Frankenstein and it’s only natural, then, to de"ne your own position using those two points of reference. Here are some other things you should know: • How many citations must you have? ?ree. Frankenstein, Hogsette, and Vargish. • Should you cite quotations from all three sources? Yes. • Should quotations and sources be documented according to MLA format? Yes. • Can you assume that I, your reader, have read all three texts? Yes. • Should you summarize at length your three sources? No. Why not? Because I’ve read them too. • Should I cite enough from each source to remind my reader of things like important plot events, crucial aspects of others’ arguments or passages that multiple people are responding to? Yes. Why? Because you’re like a lawyer and you’re bringing evidence tocourt. It’s what writers call “presence.” • Is the tone of this essay more formal than the last essay? Yes. Why? Because we’re practicing academic writing. • What does that mean? It means you should cra? your essay so that you appear professional, respectful of others (even when you disagree with them), and have well-planned claims with sufficient evidence to support those claims. • Can you use “I” in this paper? Yes. • Are there any grammatical requirements? Yes. As in the last paper, you must use one each of the following: — an appositive with commas — an appositive with parentheses — an appositive with dashes — a list of appositives marked by a colon — two independent clauses separated by a semi-colon • How do you spell Mary Shelley’s last name? S-H-E-L-L-E-Y. Notice the “-ey” ending

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